SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion

May 22, 2024

The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. (ICE) agreed to pay a $10 million penalty to settle charges that it caused the failure of nine wholly-owned subsidiaries, including the New York Stock…

Full report at: Read More

More News

The Victory Center Honored By the City of North Miami for Their Work Involving Autism and Related Disabilities

Citrus County Man Indicted For Forcibly Assaulting Federal Agents With Knives

Tina Diamantopoulos Named Regional Director of Chicago Office

Former Wells Fargo Senior Executive Carrie Tolstedt Agrees to Settle SEC Fraud Charges for Misleading Investors About Abusive Sales Practices to Inflate a Key Performance Metric

California Consumer Attorneys, P.C. Celebrates Landmark Victory in Lemon Law Trial

Chicago Personal Injury Lawyer, Paul Greenberg Selected to the 2024 Illinois Super Lawyers List

SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program

FROM:

SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities

FROM:
Home Health Providers to Pay $4.5M to Resolve Alleged False Claims Act Liability for Providing Kickbacks to Assisted Living Facilities and Doctors

Home Health Providers to Pay $4.5M to Resolve Alleged False Claims Act Liability for Providing Kickbacks to Assisted Living Facilities and Doctors

FROM:

SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program

FROM: